Search for: "Amie M. McCoy" Results 1 - 5 of 5
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8 Jun 2015, 8:43 am by Adam Weinstein
Speer, co-founder of the Home Shopping Network, has filed a complaint with The Financial Industry Regulatory Authority (FINRA) against Morgan Stanley Wealth Management along with an adviser Ami Forte (Forte) and branch manager Terry McCoy (McCoy) for $400 million. [read post]
28 Jan 2018, 1:55 pm by Juan C. Antúnez
The all-public arbitration panel ruled that Morgan Stanley, broker Ami Forte and branch manager Terry McCoy were jointly liable for unauthorized trading, breach of fiduciary duty/constructive fraud, negligence, negligent supervision and unjust enrichment. [read post]
1 Dec 2022, 5:30 pm by Ronald Mann
” Sotomayor’s comments indicate that she came away from the discussion with the same perspective: Maybe I’m too simplistic. [read post]
15 Jul 2009, 7:23 am
When I'm 70, are there going to be SCOTUS nominees who say "I was influenced so greatly -- growing up -- by Jack McCoy, the fictional prosecutor portrayed on Law & Order? [read post]